Duties Work with the head of Regulatory Compliance to define the Regulatory Compliance framework, processes, controls and policies in the key...
Location: London
Language(s): Only English Required
Date Added: 11 Dec 2020
Language(s): Only English Required
Date Added: 11 Dec 2020
Regulatory Advisor – Senior Compliance Officer – EMIR/MiFID/Dodd Frank – London Senior Regulatory Advisor required. My client, a leading financial...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
I am representing a London based wealth management firm who are looking to bring a mid-level generalist compliance officer into their firm. This role...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
Regulatory Oversight Management This role is part of a newly created Regulatory Control function sitting within Operations and supports management...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
Compliance Officer 6 month contract for an diversified alternatives asset manager & hedge fund investor. Compliance Officer 6 month contract for...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Language(s): Only English Required
Date Added: 23 Dec 2020
THE FIRM This firm is a global investment banking company with this role being based in their London office. Operating around the world they offer a...
Location: London
Language(s): Only English Required
Date Added: 13 Dec 2020
Language(s): Only English Required
Date Added: 13 Dec 2020
Role Profile: Resides in the business and supports management in the day-to-day efforts related to first line of defense regulatory oversight...
Location: London
Language(s): Only English Required
Date Added: 17 Dec 2020
Language(s): Only English Required
Date Added: 17 Dec 2020
Role Profile: Resides in the business and manages first line of defense risk & regulatory oversight management efforts as they relate to...
Location: London
Language(s): Only English Required
Date Added: 11 Dec 2020
Language(s): Only English Required
Date Added: 11 Dec 2020
Currently recruiting on behalf of an International Bank focused on Trade Finance who are looking for a Financial Crime Compliance Officer to join...
Location: London
Language(s): Only English Required
Date Added: 18 Jan 2021
Language(s): Only English Required
Date Added: 18 Jan 2021
The role operates within the EMEA Corporate Trust Governance and Regulatory Execution Team. The role will be responsible for the governance,...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and exposure beyond...
Location: London
Language(s): Only English Required
Date Added: 11 Dec 2020
Language(s): Only English Required
Date Added: 11 Dec 2020
Environment People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and...
Location: London
Language(s): Only English Required
Date Added: 12 Dec 2020
Language(s): Only English Required
Date Added: 12 Dec 2020
My client, a global financial services company are looking to hire a Regulatory Compliance Manager to join their Compliance Governance team in the...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
Our client a leading global fund and corporate services business is currently recruiting a Head of Compliance and MLRO for their UK business. As...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Language(s): Only English Required
Date Added: 23 Dec 2020
Fourthline have been exclusively appointed to work our long-standing client, a regulatory financial services business, in their search for a...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Language(s): Only English Required
Date Added: 23 Dec 2020
This is a London based role, within the EMEA Compliance Team, reporting directly to the Chief Compliance Officer for the EMEA region. The Compliance...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
I am currently representing a London based Asset Management firm that are looking for a bright, energised and motivated individual, who is keen to...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
Keywords: Transaction, Trade, change, control, BAU, derivatives, middle office, trade support, EMIR, Dodd frank, traders, investment bank, regulatory,...
Location: London
Language(s): Only English Required
Date Added: 13 Dec 2020
Language(s): Only English Required
Date Added: 13 Dec 2020
About The Role: Reporting to the Head of Compliance for Capital Markets and Treasury EMEA, the Compliance Monitoring Officer will play an...
Location: London
Language(s): Only English Required
Date Added: 10 Dec 2020
Language(s): Only English Required
Date Added: 10 Dec 2020
Assistant Compliance manager position working for an independent Private Equity business to work directly under the CF10. Looking for a candidate to...
Location: London
Language(s): Only English Required
Date Added: 16 Jan 2021
Language(s): Only English Required
Date Added: 16 Jan 2021
The role will require the execution and oversight of internal audits covering all aspects of the company’s operations; assessing business processes...
Location: London
Language(s): Only English Required
Date Added: 05 Jan 2021
Language(s): Only English Required
Date Added: 05 Jan 2021
Role Purpose: Help to implement the agreed strategy for the International Securities Lending business, driving expansion and revenue enhancement...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
Want to help us change the way the world moves money? We build high tech services that allow people to send and receive money easily. Our...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
Client My client a Tier-1 Financial services provider is currently recruiting for a Senior Product Control Analyst to join them on a permanent basis...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
Trade Floor Compliance focus The primary responsibility of this role is the execution and evolution of the Compliance program in the areas of...
Location: London
Language(s): Only English Required
Date Added: 21 Dec 2020
Language(s): Only English Required
Date Added: 21 Dec 2020
