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Regulatory Advisor Senior Jobs in UK

Jobs 1 to 25 of 1669


Regulatory Advisor – Senior Compliance Officer – EMIR/MiFID/Dodd Frank – London Senior Regulatory Advisor required. My client, a leading financial...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Environment People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and...
Location: St Peter Port , Guernsey
Language(s): Only English Required
Date Added: 12 Dec 2020
This team is responsible for: Assisting in the development of regulatory compliance framework, policies, processes and controls Work closely...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Key Responsibilities Leading large regulatory change engagements  Advising on the impact of the changing regulatory landscape on business models...
Location: Manchester , England
Language(s): Only English Required
Date Added: 17 Jan 2021
Trade Floor Compliance focus   The primary responsibility of this role is the execution and evolution of the Compliance program in the areas of...
Location: London
Language(s): Only English Required
Date Added: 21 Dec 2020
I'm currently recruiting on behalf of a leading UK bank, for a candidate with a good background in regulatory compliance to join their regulatory...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
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Keywords: Transaction, Trade, change, control, BAU, derivatives, middle office, trade support, EMIR, Dodd frank, traders, investment bank, regulatory,...
Location: London
Language(s): Only English Required
Date Added: 13 Dec 2020
Responsibilities The Group Regulatory Reporting team is responsible for submitting all prudential regulatory returns for the consolidated Group and...
Location: London
Language(s): Only English Required
Date Added: 26 Dec 2020
As one of the main technology HUBS For EMEA the scope of work in Bournemouth is truly remarkable, we are at the forefront of innovation within the...
Location: Bournemouth , England
Language(s): Only English Required
Date Added: 13 Dec 2020
Duties Work with the head of Regulatory Compliance to define the Regulatory Compliance framework, processes, controls and policies in the key...
Location: London
Language(s): Only English Required
Date Added: 11 Dec 2020
Regulatory Oversight Management This role is part of a newly created Regulatory Control function sitting within Operations and supports management...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Own your career Play an integral role in helping achieve assurance across global transaction reporting. Joining our Market Operation...
Location: London
Language(s): Only English Required
Date Added: 12 Dec 2020
We are excited to be recruiting on behalf of our client, a prestigious foreign bank based in the heart of Central London, for a Regulatory Reporting...
Location: London
Language(s): Only English Required
Date Added: 08 Nov 2024
My client, a global financial services company are looking to hire a Regulatory Compliance Manager to join their Compliance Governance team in the...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Client My client a leading Global insurer is currently recruiting for a Regulatory Change Portfolio Director to join them on a permanent basis in...
Location: Manchester , England
Language(s): Only English Required
Date Added: 17 Dec 2020
Our professionals balance analytical skills, deep market insight and independence to deliver solid, defensible analysis and practical advice to our...
Location: London
Language(s): Only English Required
Date Added: 17 Dec 2020
EMIR Regulatory SME This role is for a Compliance Change Specialist / Regulatory SME who will be responsible for the interpretation and scoping of...
Location: Manchester , England
Language(s): Only English Required
Date Added: 17 Jan 2021
Specific Responsibilities: - Engage, and where required, provide feedback on the design of the Compliance Risk Assessment program to both Nuveen...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Environment About Kleinwort Hambros Kleinwort Hambros has a wealth of experience in helping individuals, families, entrepreneurs,...
Location: London
Language(s): Only English Required
Date Added: 09 Jan 2021
Description CME Group is the world's leading and most diverse derivatives marketplace. But who we are goes deeper than that. Here, you can impact...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Competitive business today is all about making intelligent, informed decisions. At EY we are looking for minds made for financial services who can...
Location: Birmingham , England
Language(s): Only English Required
Date Added: 16 Dec 2020
Environment Kleinwort Hambros has a wealth of experience in helping individuals, families, entrepreneurs, charities and their advisers to manage...
Location: London
Language(s): Only English Required
Date Added: 18 Jan 2021
People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and exposure beyond...
Location: London
Language(s): Only English Required
Date Added: 10 Jan 2021
A major international insurance business is currently seeking a compliance advisor to work on a part-time basis. The business provides underwriting...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Role Profile: Resides in the business and manages first line of defense risk & regulatory oversight management efforts as they relate to...
Location: London
Language(s): Only English Required
Date Added: 11 Dec 2020

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