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Compliance Officer Ctl Jobs in City Of London, UK

Jobs 1 to 25 of 841

Save Compliance Officer – CTL Risk Review (MARK/Private-Side)
Environment People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and...
Location: London
 Language(s): Only English Required
 Date Added: 17 Jan 2021
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Save Regulatory Advisor – Senior Compliance Officer – EMIR/Mifid/Dodd Frank – London
Regulatory Advisor – Senior Compliance Officer – EMIR/MiFID/Dodd Frank – London Senior Regulatory Advisor required. My client, a leading financial...
Location: London
 Language(s): Only English Required
 Date Added: 16 Dec 2020
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Save Legal Counsel - Perm - London
EY is a global network of professional services firms engaged in advisory, transaction, assurance and tax services with member firms in over 170...
Location: London
 Language(s): Only English Required
 Date Added: 17 Jan 2021
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Save Financial Planner - City-Based Wealth Manager
The role is broad and dynamic, however specific responsibilities would include: Preparing and maintaining client files Preparing financial...
Location: London
 Language(s): Only English Required
 Date Added: 18 Jan 2021
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Save Compliance Officer (Trade Surveillance) - Bank - London
THE FIRM This firm is a global investment banking company with this role being based in their London office. Operating around the world they offer a...
Location: London
 Language(s): Only English Required
 Date Added: 13 Dec 2020
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Save Compliance Officer – Head Of MARK & Private Side Risk Review
People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and exposure beyond...
Location: London
 Language(s): Only English Required
 Date Added: 17 Jan 2021
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Save Compliance Officer
I am representing a London based wealth management firm who are looking to bring a mid-level generalist compliance officer into their firm. This role...
Location: London
 Language(s): Only English Required
 Date Added: 17 Jan 2021
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Save Compliance Officer
I am currently representing a London based Asset Management firm that are looking for a bright, energised and motivated individual, who is keen to...
Location: London
 Language(s): Only English Required
 Date Added: 17 Jan 2021
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Save Compliance Officer
Compliance Officer 6 month contract for an diversified alternatives asset manager & hedge fund investor. Compliance Officer 6 month contract for...
Location: London
 Language(s): Only English Required
 Date Added: 23 Dec 2020
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Save Compliance Officer
Assistant Compliance manager position working for an independent Private Equity business to work directly under the CF10. Looking for a candidate to...
Location: London
 Language(s): Only English Required
 Date Added: 16 Jan 2021
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Save CIB Legal Agency Securities Lawyer - VP
Job Title : Agency Securities Lawyer - Vice President About J.P. Morgan J.P. Morgan is a leader in financial services,...
Location: London
 Language(s): Only English Required
 Date Added: 20 Dec 2020
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Save Financial Crime Compliance Officer
Currently recruiting on behalf of an International Bank focused on Trade Finance who are looking for a Financial Crime Compliance Officer to join...
Location: London
 Language(s): Only English Required
 Date Added: 18 Jan 2021
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Save Compliance Manager - London - Up To £60,000
Fourthline have been exclusively appointed to work our long-standing client, a regulatory financial services business, in their search for a...
Location: London
 Language(s): Only English Required
 Date Added: 23 Dec 2020
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Save Compliance Officer - COO
People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and exposure beyond...
Location: London
 Language(s): Only English Required
 Date Added: 11 Dec 2020
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Save Compliance Officer - COO
Environment People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and...
Location: London
 Language(s): Only English Required
 Date Added: 12 Dec 2020
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Save Regulatory Compliance Officer
Duties Work with the head of Regulatory Compliance to define the Regulatory Compliance framework, processes, controls and policies in the key...
Location: London
 Language(s): Only English Required
 Date Added: 11 Dec 2020
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Save Compliance Manager – Compliance Advisory – Financial Markets - London
The job responsibilities of this role include, but are not limited to, promoting compliance culture and the wider governance framework; managing...
Location: London
 Language(s): Only English Required
 Date Added: 17 Dec 2020
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Save Head Of Compliance & Data Protection Officer
Our client a leading global fund and corporate services business is currently recruiting a Head of Compliance and MLRO for their UK business. As...
Location: London
 Language(s): Only English Required
 Date Added: 23 Dec 2020
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Save Compliance Associate
This is a London based role, within the EMEA Compliance Team, reporting directly to the Chief Compliance Officer for the EMEA region. The Compliance...
Location: London
 Language(s): Only English Required
 Date Added: 16 Dec 2020
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Save Head Of Accounting - London
Job Type: Permanent Location: London, UK Salary: 55,000-65,000 GBP     An established Commodities Trading and Logistics company, who...
Location: London
 Language(s): Only English Required
 Date Added: 16 Dec 2020
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Save Compliance Monitoring Officer, Capital Markets And Treasury EMEA
About The Role: Reporting to the Head of Compliance for Capital Markets and Treasury EMEA, the Compliance Monitoring Officer will play an...
Location: London
 Language(s): Only English Required
 Date Added: 10 Dec 2020
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Save Compliance Monitoring Manager - Asset Manager - London
THE ASSET MANAGER Our Client, a global Asset Manager with a great culture and growth strategy is looking for a Compliance Monitoring Manager. THE...
Location: London
 Language(s): Only English Required
 Date Added: 16 Dec 2020
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Save Ediscovery Assistant Manager - London
eDiscovery Assistant Manager, London EY's Forensic Technology & Discovery Services (FTDS) team forms part of the Forensic & Integrity Services...
Location: London
 Language(s): Only English Required
 Date Added: 12 Dec 2020
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Save Compliance Administrator - UK&I - Risk Management - Permanent - London
Within the professional services environment, the application of risk management procedures is fundamental to the successful delivery of our client...
Location: London
 Language(s): Only English Required
 Date Added: 19 Jan 2021
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Save SM&CR Director- London
Currently working with an important client who are seeking for an SM&CR Director  to join their team. Provides framework and model by which will...
Location: London
 Language(s): Only English Required
 Date Added: 13 Dec 2020
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